Eurasian steppe chariots and social complexity during the Bronze Age

ba-eurasia-abashevo-sintashta

New paper (behind paywall), Eurasian Steppe Chariots and Social Complexity During the Bronze Age, by Chechushkov and Epimakhov, Journal of World Prehistory (2018).

Interesting excerpts (emphasis mine):

Nowadays, archaeologists distinguish at least three Bronze Age pictorial traditions on the basis of style, and demonstrate some parallels in the material culture. The earliest is the Yamna–Afanasievo tradition, which is characterized by the symbolic depiction of sun-headed men and animals. Another tradition is a record of the Andronovo people (Kuzmina 1994; Novozhenov 2012), who depicted in it their everyday life and the importance of wheeled transport (Novozhenov 2014a, b). Although petroglyphs on open-air natural rock surfaces are obviously hard to date, the occurrence of similar carvings on stone grave stelae within some Andronovo culture cemeteries (such as the Tamgaly Cemetery and the Samara Cemetery in Sary Arka, Kazakhstan) provide a level of chronological control. Finally, the finds of petroglyphs depicting chariots in the burials of the Karasuk culture (c. 1400–800 BC) in southern Siberia and Kazakhstan allow us to distinguish the latest tradition (Novozhenov 2014b).

petroglyphs-chariot
“Depictions of a chariot on the petroglyphs, the Koksu River valley, Kazakhstan (redrawn after Novozhenov 2012, p. 45, with the author’s permission)”

The site of Sintashta in the steppe zone of the Southern Trans-Urals (the eastern side of the Ural Mountains) was excavated in the 1970s and yielded abundant Bronze Age material, including unparalleled evidence of six vehicles buried in graves, each with two spoked wheels accompanied by cheekpieces and sacrificial horses (Gening 1977; Gening et al. 1992). (…) Chariot remains from the Middle and Late Bronze Age in the southern Urals are quite abundant compared with early chariot remains from other parts of the world, and allow statistical analysis.

In contrast, only two wagons and one sledge were found in the Royal Cemetery of Ur (Woolley 1965), and only ten actual chariots and their parts are known from tombs of the New Kingdom of Egypt (1550–1069 BC) (Littauer and Crouwel 1985; James 1974; Herold 2006), with the rest of the information on the Near Eastern chariots coming in other forms. Two chariots and the wheels of a third were also found in the Lchashen Cemetery in Armenia (Yesayan 1960), dated to 1400–1300 BC (Pogrebova 2003, p. 397), and bronze models of chariots were found in the burial sites of neighboring Transcaucasia (Brileva 2012). Over one hundred chariots have been discovered in Shang period tombs in China, but none dates before 1200 BC (Wu 2013).

Sintashta–Petrovka chariots were functional and used for carrying passengers and, probably, for warfare. Otherwise, one would not expect to see consistency in the measurements and technological solutions (…)

(1) The technological solutions used to construct a wheel and its dimensions are derived from the measurements of the ‘wheel pits’. They allow such analysis because some had the actual imprints of felloes and spokes. (…) Due to the imprints of spokes and felloes left in the soil, it is clear that the Bronze Age people knew of and utilized the spoked wheel.

(2) Wheel track is the distance between the centerlines of two wheels on an axle. It can be estimated on the basis of the distance between the central axes of all known wheel pits, in addition to direct measurement of the eight known cases of wheel imprints.(…) the majority of findings with a mean wheel track of 136 ± 12 cm might represent either a single-driver chariot or a vehicle with two passengers who accessed the vehicle from the rear, since one extreme of this wheel-track provides enough space for a standing person, while another is suitable for a driver and passenger.

(3) The means of traction is the element that connects the vehicle to the yoke of the draft animals (Littauer et al. 2002, p. xvii). It is needed for a vehicle to be pulled by harnessed animals and is constructed as a central draft pole located between the animals, or shafts located on the external sides of the animals, called thills. (…) Using burial chamber size as a proxy, chariots had a maximum estimated length of 327 ± 20 cm, and a maximum estimated width of 205 ± 21 cm. These dimensions suggest a great similarity to six chariots of Tutankhamun that have maximum dimensions of 260 × 236 cm (Crouwel 2013).

bridle-chariot-horses
Elements of Bronze Age chariots. Image from Chechushkov (2007).

Associated individuals

suggest that this person was a chief, and that the burial context illustrates his significance in the social life of the local community (Logvin and Shevnina 2008, p. 193). However, it also suggests the diverse role of the Sintashta–Petrovka elites, who were likely engaged in a number of different activities, such as warfare, craft production, food production, and a broad social life.

(…) while weapons are not universally present with chariots, they are present much more often than in non-chariot burials: more than 50% of the chariot burials are accompanied by weapons, with a clear predominance of projectile arms.

The creation, utilization, and maintenance of the chariots would have required a number of important skills, and some degree of standardization in manufacturing chariots might be related to a very small number of chariot makers. This means that the Sintashta–Petrovka craftsmen were ‘attached specialists’ and made their products following the orders and desires of those who were interested in the competitive use of chariots. Hence, the social group interested in producing and maintaining chariots sponsored all of those processes. While the nature of this social group is unclear, it is reasonable to hypothesize that it could be a group of military elites characterized by aggrandizing behavior. These people shared military identities and values, but also belonged to bigger collectives, presumably diverse kin groups. The competition between these collectives for resources, power, and prestige created the chariot complex.

Evolution

Analyzing horse-headed knobs, Kovalevskaya demonstrates the evolution of horse tack from a simple muzzle to a bridle with bits during the 5th and 4th millennia BC (Kovalevskaya 2014). Her analysis correlates well with a study of pathologies in horse teeth conducted by Brown and Anthony, who suggest the appearance of bits and horseback riding at Botai and Tersek (Anthony et al. 2006). Cheekpieces became the next necessary and logical step in the evolution of means of horse control. Their appearance together with the wheeled vehicles is not a coincidence, but the development of preceding tools. After the year 2000 BC, cheekpieces often occur together with sacrificed horses—13 out of 15 Sintashta burials with cheekpieces also contain horse bones (Epimakhov and Berseneva 2012)—showing evolution in the role of horses.

The whole paper offers an interesting summary of cultural and population events in the Pontic-Caspian steppes since the Early Yamna period. Also, horse-headed knobs!

NOTE. You can find similar information in other (free) papers from Chechushkov in his account in Academia.edu.

Related

R1a-Z280 lineages in Srubna; and first Palaeo-Balkan R1b-Z2103?

herodotus-world-map

Scythian samples from the North Pontic area are far more complex than what could be seen at first glance. From the new Y-SNP calls we have now thanks to the publications at Molgen (see the spreadsheet) and in Anthrogenica threads, I think this is the basis to work with:

NOTE. I understand that writing a paper requires a lot of work, and probably statistical methods are the main interest of authors, editors, and reviewers. But it is difficult to comprehend how any user of open source tools can instantly offer a more complex assessment of the samples’ Y-SNP calls than professionals working on these samples for months. I think that, by now, it should be clear to everyone that Y-DNA is often as important (sometimes even more) than statistical tools to infer certain population movements, since admixture can change within few generations of male-biased migrations, whereas haplogroups can’t…

Srubna

Srubna-Andronovo samples are as homogeneous as they always were, dominated by R1a-Z645 subclades and CWC-related (steppe_MLBA) ancestry.

The appearance of one (possibly two) R-Z280 lineages in this mixed Srubna-Alakul region of the southern Urals and this early (1880-1690 BC, hence rather Pokrovka-Alakul) points to the admixture of R1a-Z93 and R1a-Z280 already in Abashevo, which also explains the wide distribution of both subclades in the forest zones of Central Asia.

If Abashevo is the cornerstone of the Indo-Iranian / Uralic community, as it seems, the genetic admixture would initially be quite similar, undergoing in the steppes a reduction to haplogroup R1a-Z93 (obviously not complete), at the same time as it expanded to the west with Pokrovka and Srubna, and to the east with Petrovka and Andronovo. To the north, similar reductions will probably be seen following the Seima-Turbino phenomenon.

NOTE. Another R1a-Z280 has been found in the recent sample from Bronze Age Poland (see spreadsheet). As it appears right now in ancient and modern DNA, there seems to be a different distribution between subclades:

  • R1a-Z280 (formed ca. 2900 BC, TMRCA ca. 2600 BC) appears mainly distributed today to the east, in the forest and steppe regions, with the most ‘successful’ expansions possibly related to the spread of Abashevo- and Battle Axe-related cultures (Indo-Iranian and Uralic alike).
  • R1a-M458 (formed ca. 2700, TMRCA ca. 2700 BC) appears mainly distributed to the north, from central Europe to the east – but not in the steppe in aDNA, with the most ‘successful’ expansions to the west.

M458 lineages seem thus to have expanded in the steppe in sizeable numbers only after the Iranian expansions (see a map of modern R1a distributions) i.e. possibly with the expansion of Slavs, which supports the model whereby cultures from central-east Europe (like Trzciniec and Lusatian), accompanied mainly by M458 lineages, were responsible for the expansion of Proto-Balto-Slavic (and later Proto-Slavic).

The finding of haplogroup R1a-Z93, among them one Z2123, is no surprise at this point after other similar Srubna samples. As I said, the early Srubna expansion is most likely responsible for the Szólád Bronze Age sample (ca. 2100-1700 BC), and for the Balkans BA sample (ca. 1750-1625 BC) from Merichleri, due to incursions along the central-east European steppe.

cheek-pieces
Map of decorated bone/antler bridle cheek-pieces and whip handle equivalents. They are often local translations that remained faithful to the originals (from data in Piggott, 1965; Kristiansen & Larsson, 2005; David, 2007). Image from Vandkilde (2014).

Cimmerians

Cimmerian samples from the west show signs of continuity with R1a-Z93 lineages. Nevertheless, the sample of haplogroup Q1a-Y558, together with the ‘Pre-Scythian’ sample of haplogroup N (of the Mezőcsát Culture) in Hungary ca. 980-830 BC, as well as their PCA, seem to depict an origin of these Pre-Scythian peoples in populations related to the eastern Central Asian steppes, too.

NOTE. I will write more on different movements (unrelated to Uralic expansions) from Central and East Asia to the west accompanied by Siberian ancestry and haplogroup N with the post of Ugric-Samoyedic expansions.

Scythians

The Scythian of Z2123 lineage ca. 375-203 BC from the Volga (in Mathieson et al. 2015), together with the sample scy193 from Glinoe (probably also R1a-Z2123), without a date, as well as their common Steppe_MLBA cluster, suggest that Scythians, too, were at first probably quite homogeneous as is common among pastoralist nomads, and came thus from the Central Asian steppes.

The reduction in haplogroup variability among East Iranian peoples seems supported by the three new Late Sarmatian samples of haplogroup R1a-Z2124.

Approximate location of Glinoe and Glinoe Sad (with Starosilya to the south, in Ukrainian territory):

This initial expansion of Scythians does not mean that one can dismiss the western samples as non-Scythians, though, because ‘Scythian’ is a cultural attribution, based on materials. Confirming the diversity among western Scythians, a session at the recent ISBA 8:

Genetic continuity in the western Eurasian Steppe broken not due to Scythian dominance, but rather at the transition to the Chernyakhov culture (Ostrogoths), by Järve et al.

The long-held archaeological view sees the Early Iron Age nomadic Scythians expanding west from their Altai region homeland across the Eurasian Steppe until they reached the Ponto-Caspian region north of the Black and Caspian Seas by around 2,900 BP. However, the migration theory has not found support from ancient DNA evidence, and it is still unclear how much of the Scythian dominance in the Eurasian Steppe was due to movements of people and how much reflected cultural diffusion and elite dominance. We present new whole-genome results of 31 ancient Western and Eastern Scythians as well as samples pre- and postdating them that allow us to set the Scythians in a temporal context by comparing the Western Scythians to samples before and after within the Ponto-Caspian region. We detect no significant contribution of the Scythians to the Early Iron Age Ponto-Caspian gene pool, inferring instead a genetic continuity in the western Eurasian Steppe that persisted from at least 4,800–4,400 cal BP to 2,700–2,100 cal BP (based on our radiocarbon dated samples), i.e. from the Yamnaya through the Scythian period.

(…) Our results (…) support the hypothesis that the Scythian dominance was cultural rather than achieved through population replacement.

Detail of the slide with admixture of Scythian groups in Ukraine:

scythians-admixture

The findings of those 31 samples seem to support what Krzewińska et al. (2018) found in a tiny region of Moldavia-south-western Ukraine (Glinoi, Glinoi Sad, and Starosilya).

The question, then, is as follows: if Scythian dominance was “cultural rather than achieved through population replacement”…Where are the R1b-Z2103 from? One possibility, as I said in the previous post, is that they represent pockets of Iranian R1b lineages in the steppes descended from eastern Yamna, given that this haplogroup appears in modern populations from a wide region surrounding the steppes.

The other possibility, which is what some have proposed since the publication of the paper, is that they are related to Thracians, and thus to Palaeo-Balkan populations. About the previously published Thracian individuals in Sikora et al. (2014):

thracian-samples
Geographic origin of ancient samples and ADMIXTURE results. (A) Map of Europe indicating the discovery sites for each of the ancient samples used in this study. (B) Ancestral population clusters inferred using ADMIXTURE on the HGDP dataset, for k = 6 ancestral clusters. The width of the bars of the ancient samples was increased to aid visualization. https://doi.org/10.1371/journal.pgen.1004353.g001

For the Thracian individuals from Bulgaria, no clear pattern emerges. While P192-1 still shows the highest proportion of Sardinian ancestry, K8 more resembles the HG individuals, with a high fraction of Russian ancestry.

Despite their different geographic origins, both the Swedish farmer gok4 and the Thracian P192-1 closely resemble the Iceman in their relationship with Sardinians, making it unlikely that all three individuals were recent migrants from Sardinia. Furthermore, P192-1 is an Iron Age individual from well after the arrival of the first farmers in Southeastern Europe (more than 2,000 years after the Iceman and gok4), perhaps indicating genetic continuity with the early farmers in this region. The only non-HG individual not following this pattern is K8 from Bulgaria. Interestingly, this individual was excavated from an aristocratic inhumation burial containing rich grave goods, indicating a high social standing, as opposed to the other individual, who was found in a pit.

pca-thracians

The following are excerpts from A Companion to Ancient Thrace (2015), by Valeva, Nankov, and Graninger (emphasis mine):

Thracian settlements from the 6th c. BC on:

(…) urban centers were established in northeastern Thrace, whose development was linked to the growth of road and communication networks along with related economic and distributive functions. The early establishment of markets/emporia along the Danube took place toward the middle of the first millennium BCE (Irimia 2006, 250–253; Stoyanov in press). The abundant data for intensive trade discovered at the Getic village in Satu Nou on the right bank of the Danube provides another example of an emporion that developed along the main artery of communication toward the interior of Thrace (Conovici 2000, 75–76).

Undoubtedly the most prominent manifestation of centralization processes and stratification in the settlement system of Thrace arrives with the emergence of political capitals – the leading urban centers of various Thracian political formations.

getic-thracian
Image from Volf at Vol_Vlad LiveJournal.

Their relationships with Scythians and Greeks

The Scythian presence south of the Danube must be balanced with a Thracian presence north of the river. We have observed Getae there in Alexander’s day, settled and raising grain. For Strabo the coastlands from the Danube delta north as far as the river and Greek city of Tyras were the Desert of the Getae (7.3.14), notable for its poverty and tracklessness beyond the great river. He seems to suggest also that it was here that Lysimachus was taken alive by Dromichaetes, king of the Getae, whose famous homily on poverty and imperialism only makes sense on the steppe beyond the river (7.3.8; cf. Diod. 21.12; further on Getic possessions above the Danube, Paus. 1.9 with Delev 2000, 393, who seems rather too skeptical; on poverty, cf. Ballesteros Pastor 2003). This was the kind of discourse more familiarly found among Scythians, proud and blunt in the strength of their poverty. However, as Herodotus makes clear, simple pastoralism was not the whole story as one advanced round into Scythia. For he observes the agriculture practiced north and west of Olbia. These were the lands of the Alizones and the people he calls the Scythian Ploughmen, not least to distinguish them from the Royal Scythians east of Olbia, in whose outlook, he says, these agriculturalist Scythians were their inferiors, their slaves (Hdt. 4.20). The key point here is that, as we began to see with the Getan grain-fields of Alexander’s day, there was scope for Thracian agriculturalists to maintain their lifestyles if they moved north of the Danube, the steppe notwithstanding. It is true that it is movement in the other direction that tends to catch the eye, but there are indications in the literary tradition and, especially, in the archaeological record that there was also significant movement northward from Thrace across the Danube and the Desert of the Getae beyond it.

Greek literary sources were not much concerned with Thracian migration into Scythia, but we should observe the occasional indications of that process in very different texts and contexts. At the level of myth, it is to be remembered that Amazons were regularly considered to be of Thracian ethnicity from Archaic times onward and so are often depicted in Thracian dress in Greek art (Bothmer 1957; cf. Sparkes 1997): while they are most familiar on the south coast of the Black Sea, east of Sinope, they were also located on the north coast, especially east of the Don (the ancient Tanais). Herodotus reports an origin-story of the Sauromatians there, according to which this people had been created by the union of some Scythian warriors with Amazons captured on the south coast and then washed up on the coast of Scythia (4.110). While the story is unhistorical, it is not without importance. First, it reminds us that passage north from the Danube was not the only way that Thracians, Thracian influence, and Thracian culture might find their way into Scythia. There were many more and less circuitous routes, especially by sea, that could bring Thrace into Scythia. Secondly, the myth offered some ideological basis for the Sauromatian settlement in Thrace that Strabo records, for Sauromatians might claim a Thracian origin through their Amazon forebears. Finally, rather as we saw that Heracles could bring together some of the peoples of the region, we should also observe that Ares, whose earthly home was located in Thrace by a strong Greek and Roman tradition, seems also to have been a deity of special significance and special cult among the Scythians. So much was appropriate, especially from a Classical perspective, in associations between these two peoples, whose fame resided especially in their capacity for war.

skythen
Scythians: cultures and findings (ca. 7th-4th/3rd c. BC). Greek colonies marked with concentric circles.

This broad picture of cultural contact, interaction, and osmosis, beyond simple conflict, provides the context for a range of archaeological discoveries, which – if examined separately – may seem to offer no more than a scatter of peculiarities. Here we must acknowledge especially the pioneering work of Melyukova, who has done most to develop thinking on Thracian–Scythian interaction. As she pointed out, we have a good example of Thracian–Scythian osmosis as early as the mid-seventh century bce at Tsarev Brod in northeastern Bulgaria, where a warrior’s burial combines elements of Scythian and Thracian culture (Melyukova 1965). For, while the manner of his burial and many of the grave goods find parallels in Scythia and not Thrace, there are also goods which would be odd in a Scythian burial and more at home in a Thracian one of this period (notably a Hallstatt vessel, an iron knife, and a gold diadem). Also interesting in this regard are several stone figures found in the Dobrudja which resemble very closely figures of this kind (baby) known from Scythia (Melyukova 1965, 37–38). They range in date from perhaps the sixth to the third centuries bce, and presumably were used there – as in Scythia – to mark the burials of leading Scythians deposited in the area. Is this cultural osmosis? We should probably expect osmosis to occur in tandem with the movement of artefacts, so that only good contexts can really answer such questions from case to case. However, the broad pattern is indicated by a range of factors. Particularly notable in this regard is the observable development of a Thraco-Scythian form of what is more familiar as “Scythian animal style,” a term which – it must be understood – already embraces a range of types as we examine the different examples of the style across the great expanse from Siberia to the western Ukraine. As Melyukova observes, Thrace shows both items made in this style among Scythians and, more numerous and more interesting, a Thracian tendency to adapt that style to local tastes, with observable regional distinctions within Thrace itself. Among the Getae and Odrysians the adaptation seems to have been at its height from the later fifth century to the mid-third century (Melyukova 1965, 38; 1979).

The absence of local animal style in Bulgaria before the fifth century bce confirms that we have cultural influences and osmosis at work here, though that is not to say that Scythian tradition somehow dominated its Thracian counterpart, as has been claimed (pace Melyukova 1965, 39; contrast Kitov 1980 and 1984). Of particular interest here is the horse-gear (forehead-covers, cheek-pieces, bridle fittings, and so on) which is found extensively in Romania and Bulgaria as well as in Scythia, both in hoarded deposits and in burials. This exemplifies the development of a regional animal style, not least in silver and bronze, which problematizes the whole issue of the place(s) of its production. Accordingly, the regular designation as “Thracian” of horse-gear from the rich fourth century Scythian burial of Oguz in the Ukraine becomes at least awkward and questionable (further, Fialko 1995). And let us be clear that this is no minor matter, nor even part of a broader debate about the shared development of toreutics among Thracians and Scythians (e.g., Kitov 1980 and 1984). A finely equipped horse of fine quality was a strong statement and striking display of wealth and the power it implied

(…) while Thracian pottery appears at Olbia, Scythian pottery among Thracians is largely confined to the eastern limits of what should probably be regarded as Getic territory, namely the area close to the west of the Dniester, from the sixth century bce. Rather exceptional then is the Scythian pottery noted at Istros, which has been explained as a consequence of the Scythian pursuit of the withdrawing army of Darius and, possibly, a continued Scythian grip on the southern Danube in its aftermath (Melyukova 1965, 34). The archaeology seems to show us, therefore, that the elite Thracians and Scythians were more open to adaptation and acculturation than were their lesser brethren.

palaeo-balkan-languages
Paleo-Balkan languages in Eastern Europe between 5th and 1st century BC. From Wikipedia.

Conclusion

(…) we see distinct peoples and organizations, for example as Sitalces’ forces line up against the Scythians. Much more striking, however, against that general background, are the various ways in which the two peoples and their elites are seen to interact, connect, and share a cultural interface. We see also in Scyles’ story how the Greek cities on the coast of Thrace and Scythia played a significant role in the workings of relationships between the two peoples. It is not simply that these cities straddled the Danube, but also that they could collaborate – witness the honors for Autocles, ca. 300 bce (SEG 49.1051; Ochotnikov 2006) – and were implicated with the interactions of the much greater non-Greek powers around them. At the same time, we have seen the limited reality of familiar distinctions between settled Thracians and nomadic Scythians and the limited role of the Danube too in dividing Thrace and Scythia. The interactions of the two were not simply matters of dynastic politics and the occasional shared taste for artefacts like horse-gear, but were more profoundly rooted in the economic matrix across the region, so that “Scythian” nomadism might flourish in the Dobrudja and “Thracian-style” agriculture and settlement can be traced from Thrace across the Danube as far as Olbia. All of that offers scant justification for the Greek tendency to run together Thracians and Scythians as much the same phenomenon, not least as irrational, ferocious, and rather vulgar barbarians (e.g., Plato, Rep. 435b), because such notions were the result of ignorance and chauvinism. However, Herodotus did not share those faults to any degree, so that we may take his ready movement from Scythians to Thracians to be an indication of the importance of interaction between the two peoples whom he had encountered not only as slaves in the Aegean world, but as powerful forces in their own lands (e.g., Hdt. 4.74, where Thracian usage is suddenly brought into his account of Scythian hemp). Similarly, Thucydides, who quite without need breaks off his disquisition on the Odrysians to remark upon political disunity among the Scythians (Thuc. 2.97, a favorite theme: cf. Hdt. 4.81; Xen., Cyr. 1.1.4). As we have seen throughout this discussion, there were many reasons why Thracians might turn the thoughts of serious writers to Scythians and vice versa.

It seems, following Sikora et al. (2014), that Thracian ‘common’ populations would have more Anatolian Neolithic ancestry compared to more ‘steppe-like’ samples. But there were important differences even between the two nearby samples published from Bulgaria, which may account for the close interaction between Scythians and Thracians we see in Krzewińska et al. (2018), potentially reflected in the differences between the Central, Southern and the South-Central clusters (possibly related to different periods rather than peoples??).

If these R1b-Z2103 were descended from Thracian elites, this would be the first proof of Palaeo-Balkan populations showing mainly R1b-Z2103, as I expect. Their appearance together with haplogroup I2a2a1b1 (also found in Ukraine Neolithic and in the Yamna outlier from Bulgaria) seem to support this regional continuity, and thus a long-lasting cultural and ethnic border roughly around the Danube, similar to the one found in the northern Caucasus.

However, since these samples are some 2,500 years younger than the Yamna expansion to the south, and they are archaeologically Scythians, it is impossible to say. In any case, it would seem that the main expansion of R1a-Z645 lineages to the south of the Danube – and therefore those found among modern Greeks – was mediated by the Slavic expansions centuries later.

krzewinska-scythians-pca
Modified image from Krzewińska et al. (2018), with added Y-DNA haplogroups to each defined Scythian cluster and Sarmatians. Principal component analysis (PCA) plot visualizing 35 Bronze Age and Iron Age individuals presented in this study and in published ancient individuals in relation to modern reference panel from the Human Origins data set. See image with population references.

On the Northern cluster there is a sample of haplogroup R1b-P312 which, given its position on the PCA (apparently even more ‘modern Celtic’-like than the Hallstatt_Bylany sample from Damgaard et al. 2018), it seems that it could be the product of the previous eastward Hallstatt expansion…although potentially also from a recent one?:

Especially important in the archaeology of this interior is the large settlement at Nemirov in the wooded steppe of the western Ukraine, where there has been considerable excavation. This settlement’s origins evidently owe nothing significant to Greek influence, though the early east Greek pottery there (from ca. 650 bce onward: Vakhtina 2007) and what seems to be a Greek graffito hint at its connections with the Greeks of the coast, especially at Olbia, which lay at the estuary of the River Bug on whose middle course the site was located (Braund 2008). The main interest of the site for the present discussion, however, is its demonstrable participation in the broader Hallstatt culture to its west and south (especially Smirnova 2001). Once we consider Nemirov and the forest steppe in connection with Olbia and the other locations across the forest steppe and coastal zone, together with the less obvious movements across the steppe itself, we have a large picture of multiple connectivities in which Thrace bulks large.

scythian-peoples-balkans
Early Iron Age cultures of the Carpathian basin ca. 7-6th century BC, including steppe-related groups. Ďurkovič et al. (2018).

While the above description of clear-cut R1a-Steppe and R1b-Balkans is attractive (and probably more reliable than admixture found in scattered samples of unclear dates), the true ancient genetic picture is more complicated than that:

  • There is nothing in the material culture of the published western Scythians to distinguish the supposed Thracian elites.
  • We have the sample I0575, an Early Sarmatian from the southern Urals (one of the few available) of haplogroup R1b-Z2106, which supports the presence of R1b-Z2103 lineages among Eastern Iranian-speaking peoples.
  • We also have DA30, a Sarmatian of I2b lineage from the central steppes in Kazakhstan (ca. 47 BC – 24 AD).
  • Other Sarmatian samples of haplogroup R remain undefined.
  • There is R1a-Z93 in a late Sarmatian-Hun sample, which complicates the picture of late pastoralist nomads further.

Therefore, the possibility of hidden pockets of Iranian peoples of R1b-Z2103 (maybe also R1b-P312) lineages remains the best explanation, and should not be discarded simply because of the prevalent haplogroups among modern populations, or because of the different clusters found, or else we risk an obvious circular reasoning: “this sample is not (autosomically or in prevalent haplogroups) like those we already had from the steppe, ergo it is not from this or that steppe culture.” Hopefully, the upcoming paper by Järve et al. will help develop a clearer genetic transect of Iranian populations from the steppes.

All in all, the diversity among western Scythians represents probably one of the earliest difficult cases of acculturation to be studied with ancient DNA (obviously not the only one), since Scythians combine unclear archaeological data with limited and conflicting proto-historical accounts (also difficult to contrast with the wide confidence intervals of radiocarbon dates) with different evolving clusters and haplogroups – especially in border regions with strong and continued interactions of cultures and peoples.

With emerging complex cases like these during the Iron Age, I am happy to see that at least earlier expansions show clearer Y-DNA bottlenecks, or else genetics would only add more data to argue about potential cultural diffusion events, instead of solving questions about proto-language expansions once and for all…

Related

Early Iranian steppe nomadic pastoralists also show Y-DNA bottlenecks and R1b-L23

New paper (behind paywall) Ancient genomes suggest the eastern Pontic-Caspian steppe as the source of western Iron Age nomads, by Krzewińska et al. Science (2018) 4(10):eaat4457.

Interesting excerpts (emphasis mine, some links to images and tables deleted for clarity):

Late Bronze Age (LBA) Srubnaya-Alakulskaya individuals carried mtDNA haplogroups associated with Europeans or West Eurasians (17) including H, J1, K1, T2, U2, U4, and U5 (table S3). In contrast, the Iron Age nomads (Cimmerians, Scythians, and Sarmatians) additionally carried mtDNA haplogroups associated with Central Asia and the Far East (A, C, D, and M). The absence of East Asian mitochondrial lineages in the more eastern and older Srubnaya-Alakulskaya population suggests that the appearance of East Asian haplogroups in the steppe populations might be associated with the Iron Age nomads, starting with the Cimmerians.

scythian-cimmerian-sarmatian-y-dna-mtdna

#UPDATE (5 OCT 2018): Some Y-SNP calls have been published in a Molgen thread, with:

  • Srubna samples have possibly two R1a-Z280, three R1a-Z93.
  • Cimmerians may not have R1b: cim357 is reported as R1a.
  • Some Scythians have low coverage to the point where it is difficult to assign even a reliable haplogroup (they report hg I2 for scy301, or E for scy197, probably based on some shared SNPs?), but those which can be reliably assigned seem R1b-Z2103 [hence probably the use of question marks and asterisks in the table, and the assumption of the paper that all Scythians are R1b-L23]:
    • The most recent subclade is found in scy305: R1b-Z2103>Z2106 (Z2106+, Y12538/Z8131+)
    • scy304: R1b-Z2103 (M12149/Y4371/Z8128+).
    • scy009: R1b-P312>U152>L2 (P312+, U152?, L2+)?
  • Sarmatians are apparently all R1a-Z93 (including tem002 and tem003);
  • You can read here the Excel file with (some probably as speculative as the paper’s own) results.

    About the PCA

    1. Srubnaya-Alakulskaya individuals exhibited genetic affinity to northern and northeastern present-day Europeans, and these results were also consistent with outgroup f3 statistics.
    2. The Cimmerian individuals, representing the time period of transition from Bronze to Iron Age, were not homogeneous regarding their genetic similarities to present-day populations according to the PCA. F3 statistics confirmed the heterogeneity of these individuals in comparison with present-day populations
    3. The Scythians reported in this study, from the core Scythian territory in the North Pontic steppe, showed high intragroup diversity. In the PCA, they are positioned as four visually distinct groups compared to the gradient of present-day populations:
      1. A group of three individuals (scy009, scy010, and scy303) showed genetic affinity to north European populations (…).
      2. A group of four individuals (scy192, scy197, scy300, and scy305) showed genetic similarities to southern European populations (…).
      3. A group of three individuals (scy006, scy011, and scy193) located between the genetic variation of Mordovians and populations of the North Caucasus (…). In addition, one Srubnaya-Alakulskaya individual (kzb004), the most recent Cimmerian (cim357), and all Sarmatians fell within this cluster. In contrast to the Scythians, and despite being from opposite ends of the Pontic-Caspian steppe, the five Sarmatians grouped close together in this cluster.
      4. A group of three Scythians (scy301, scy304, and scy311) formed a discrete group between the SC and SE and had genetic affinities to present-day Bulgarian, Greek, Croatian, and Turkish populations (…).
      5. Finally, one individual from a Scythian cultural context (scy332) is positioned outside of the modern West Eurasian genetic variation (Fig. 1C) but shared genetic drift with East Asian populations.
    scythian-cimmerian-pca
    Radiocarbon ages and geographical locations of the ancient samples used in this study. Figure panels presented (Left) Bar plot visualizing approximate timeline of presented and previously published individuals. (Right) Principal component analysis (PCA) plot visualizing 35 Bronze Age and Iron Age individuals presented in this study and in published ancient individuals (table S5) in relation to modern reference panel from the Human Origins data set (41).

    Cimmerians

    The presence of an SA component (as well as finding of metals imported from Tien Shan Mountains in Muradym 8) could therefore reflect a connection to the complex networks of the nomadic transmigration patterns characteristic of seasonal steppe population movements. These movements, although dictated by the needs of the nomads and their animals, shaped the economic and social networks linking the outskirts of the steppe and facilitated the flow of goods between settled, semi-nomadic, and nomadic peoples. In contrast, all Cimmerians carried the Siberian genetic component. Both the PCA and f4 statistics supported their closer affinities to the Bronze Age western Siberian populations (including Karasuk) than to Srubnaya. It is noteworthy that the oldest of the Cimmerians studied here (cim357) carried almost equal proportions of Asian and West Eurasian components, resembling the Pazyryks, Aldy-Bel, and Iron Age individuals from Russia and Kazakhstan (12). The second oldest Cimmerian (cim358) was also the only one with both uniparental markers pointing toward East Asia. The Q1* Y chromosome sublineage of Q-M242 is widespread among Asians and Native Americans and is thought to have originated in the Altai Mountains (24)

    Scythians

    In contrast to the eastern steppe Scythians (Pazyryks and Aldy-Bel) that were closely related to Yamnaya, the western North Pontic Scythians were instead more closely related to individuals from Afanasievo and Andronovo groups. Some of the Scythians of the western Pontic-Caspian steppe lacked the SA and the East Eurasian components altogether and instead were more similar to a Montenegro Iron Age individual (3), possibly indicating assimilation of the earlier local groups by the Scythians.

    Toward the end of the Scythian period (fourth century CE), a possible direct influx from the southern Ural steppe zone took place, as indicated by scy332. However, it is possible that this individual might have originated in a different nomadic group despite being found in a Scythian cultural context.

    scythian-alakul-variation
    Genetic diversity and ancestral components of Srubnaya-Alakulskaya population.(here called “Srubnaya”): (Left) Mean f3 statistics for Srubnaya and other Bronze Age populations. Srubnaya group was color-coded the same as with PCA. (Right) Pairwise mismatch estimates for Bronze Age populations.

    Comments

    I am surprised to find this new R1b-L23-based bottleneck in Eastern Iranian expansions so late, but admittedly – based on data from later times in the Pontic-Caspian steppe near the Caucasus – it was always a possibility. The fact that pockets of R1b-L23 lineages remained somehow ‘hidden’ in early Indo-Iranian communities was clear already since Narasimhan et al. (2018), as I predicted could happen, and is compatible with the limited archaeological data on Sintashta-Potapovka populations outside fortified settlements. I already said that Corded Ware was out of Indo-European migrations then, this further supports it.

    Even with all these data coming just from a north-west Pontic steppe region (west of the Dnieper), these ‘Cimmerians’ – or rather the ‘Proto-Scythian’ nomadic cultures appearing before ca. 800 BC in the Pontic-Caspian steppes – are shown to be probably formed by diverse peoples from Central Asia who brought about the first waves of Siberian ancestry (and Asian lineages) seen in the western steppes. You can read about a Cimmerian-related culture, Anonino, key for the evolution of Finno-Permic peoples.

    Also interesting about the Y-DNA bottleneck seen here is the rejection of the supposed continuous western expansions of R1a-Z645 subclades with steppe tribes since the Bronze Age, and thus a clearest link of the Hungarian Árpád dynasty (of R1a-Z2123 lineage) to either the early Srubna-related expansions or – much more likely – to the actual expansions of Hungarian tribes near the Urals in historic times.

    NOTE. I will add the information of this paper to the upcoming post on Ugric and Samoyedic expansions, and the late introduction of Siberian ancestry to these peoples.

    A few interesting lessons to be learned:

    • Remember the fantasy story about that supposed steppe nomadic pastoralist society sharing different Y-DNA lineages? You know, that Yamna culture expanding with R1b from Khvalynsk-Repin into the whole Pontic-Caspian steppes and beyond, developing R1b-dominated Afanasevo, Bell Beaker, and Poltavka, but suddenly appearing (in the middle of those expansions through the steppes) as a different culture, Corded Ware, to the north (in the east-central European forest zone) and dominated by R1a? Well, it hasn’t happened with any other steppe migration, so…maybe Proto-Indo-Europeans were that kind of especially friendly language-teaching neighbours?
    • Remember that ‘pure-R1a’ Indo-Slavonic society emerged from Sintashta ca. 2100 BC? (or even Graeco-Aryan??) Hmmmm… Another good fantasy story that didn’t happen; just like a central-east European Bronze Age Balto-Slavic R1a continuity didn’t happen, either. So, given that cultures from around Estonia are those showing the closest thing to R1a continuity in Europe until the Iron Age, I assume we have to get ready for the Gulf of Finland Balto-Slavic soon.
    • Remember that ‘pure-R1a’ expansion of Indo-Europeans based on the Tarim Basin samples? This paper means ipso facto an end to the Tarim Basin – Tocharian artificial controversy. The Pre-Tocharian expansion is represented by Afanasevo, and whether or not (Andronovo-related) groups of R1a-Z645 lineages replaced part or eventually all of its population before, during, or after the Tocharian expansion into the Tarim Basin, this does not change the origin of the language split and expansion from Yamna to Central Asia; just like this paper does not change the fact that these steppe groups were Proto-Iranian (Srubna) and Eastern Iranian (Scythian) speakers, regardless of their dominant haplogroup.
    • And, best of all, remember the Copenhagen group’s recent R1a-based “Indo-Germanic” dialect revival vs. the R1b-Tocharo-Italo-Celtic? Yep, they made that proposal, in 2018, based on the obvious Yamna—R1b-L23 association, and the desire to support Kristiansen’s model of Corded Ware – Indo-European expansion. Pepperidge Farm remembers. This new data on Early Iranians means another big NO to that imaginary R1a-based PIE society. But good try to go back to Gimbutas’ times, though.
    olander-classificatoin
    Olander’s (2018) tree of Indo-European languages. Presented at Languages and migrations in pre-historic Europe (7-12 Aug 2018)

    Do you smell that fresher air? It’s the Central and East European post-Communist populist and ethnonationalist bullshit (viz. pure blond R1a-based Pan-Nordicism / pro-Russian Pan-Slavism / Pan-Eurasianism, as well as Pan-Turanism and similar crap from the 19th century) going down the toilet with each new paper.

    #EDIT (5 OCT 2018): It seems I was too quick to rant about the consequences of the paper without taking into account the complexity of the data presented. Not the first time this impulsivity happens, I guess it depends on my mood and on the time I have to write a post on the specific work day…

    While the data on Srubna, Cimmerians, and Sarmatians shows clearer Y-DNA bottlenecks (of R1a-Z645 subclades) with the new data, the Scythian samples remain controversial, because of the many doubts about the haplogroups (although the most certain cases are R1b-Z2103), their actual date, and cultural attribution. However, I doubt they belong to other peoples, given the expansionist trends of steppe nomads before, during, and after Scythians (as shown in statistical analyses), so most likely they are Scythian or ‘Para-Scythian’ nomadic groups that probably came from the east, whether or not they incorporated Balkan populations. This is further supported by the remaining R1b-P312 and R1b-Z2103 populations in and around the modern Eurasian steppe region.

    scythian-peoples-balkans
    Early Iron Age cultures of the Carpathian basin ca. 7-6th century BC, including steppe groups Basarabi and Scythians. Ďurkovič et al. (2018).

    You can find an interesting and detailed take on the data published (in Russian) at Vol-Vlad’s LiveJournal (you can read an automatic translation from Google). I think that post is maybe too detailed in debunking all information associated to the supposed Scythians – to the point where just a single sample seems to be an actual Scythian (?!) -, but is nevertheless interesting to read the potential pitfalls of the study.

    Related

    The Iron Age expansion of Southern Siberian groups and ancestry with Scythians

    iron_age-sarmatians

    Maternal genetic features of the Iron Age Tagar population from Southern Siberia (1st millennium BC), by Pilipenko et al. (2018).

    Interesting excerpts (emphasis mine):

    The positions of non-Tagar Iron Age groups in the MDS plot were correlated with their geographic position within the Eurasian steppe belt and with frequencies of Western and Eastern Eurasian mtDNA lineages in their gene pools. Series from chronological Tagar stages (similar to the overall Tagar series) were located within the genetic variability (in terms of mtDNA) of Scythian World nomadic groups (Figs 5 and 6; S4 and S6 Tables). Specifically, the Early Tagar series was more similar to western nomads (North Pontic Scythians), while the Middle Tagar was more similar to the Southern Siberian populations of the Scythian period. The Late Tagar group (Tes`culture) belonging to the Early Xiongnu period had the “western-most” location on the MDS plot with the maximal genetic difference from Xiongnu and other eastern nomadic groups (but see Discussion concerning the low sample size for the Tes`series).

    In a comparison of our Tagar series with modern populations in Eurasia, we detected similarity between the Tagar group and some modern Turkic-speaking populations (with the exception of the Indo-Iranian Tajik population) (Fig 7; S2 Table). Among the modern Turkic-speaking groups, populations from the western part of the Eurasian steppe belt, such as Bashkirs from the Volga-Ural region and Siberian Tatars from the West Siberian forest-steppe zone, were more similar to the Tagar group than modern Turkic-speaking populations of the Altay-Sayan mountain system (including the Khakassians from the Minusinsk basin) (Fig 7).

    tagar-archaeology
    Location of Tagar archaeological sites from which samples for this study were obtained. Burial grounds: 1—Novaya Chernaya-1; 2—Podgornoe Ozero, Barsuchiha-1, Barsuchiha-6, Barsuchiha-7; 3—Perevozinskiy; 4—Ulug-Kyuzyur, Kichik-Kyuzyur, Sovetskaya Khakassiya; 5—Tepsey-3, Tepsey-8, Tepsey-9; 6—Dolgiy Kurgan. https://doi.org/10.1371/journal.pone.0204062.g001

    Mitochondrial DNA diversity and genetic relationships of the Tagar population

    Our results are not inconsistent with the assumption of a probable role of gene flow due to the migration from Western Eurasia to the Minusinsk basin in the Bronze Age in the formation of the genetic composition of the Tagar population. Particularly, we detected many mtDNA lineages/clusters with probable West Eurasian origin that were dominant in modern populations of different parts of Europe, Caucasus, and the Near East (such as K and HV6) in our Tagar series based on a phylogeographic analysis.

    We detected relatively low genetic distances between our Tagar population and two Bronze Age populations from the Minusinsk basin—the Okunevo culture population (pre-Andronovo Bronze Age) and Andronovo culture population, followed by Afanasievo population from the Minusinsk Basin and Middle Bronze Age population from the Mongolian Altai Mountains (the region adjacent to the Minusinsk basin) (Figs 3 and 6; S3 and S5 Tables). Among West Eurasian part of our Tagar series we also observed haplogroups/sub-haplogroups and haplotypes shared with Early and Middle Bronze Age populations from Minusinsk Basin and western part of Eurasian steppe belt (Fig 4; S5 Table). Thus, our results suggested a potentially significant role of the genetic components, introduced by migrants from Western Eurasia during the Bronze Age, in the formation of the genetic composition of the Tagar population. It is necessary to note the relatively small size of available mtDNA samples from the Bronze Age populations of Minusinsk basin; accordingly, additional mtDNA data for these populations are required to further confirm our inference.

    tagar-mtdna-tree
    Phylogenetic tree of mtDNA lineages from the Tagar population. Color coding of the Tagar stages: orange—the Early Tagar stage; blue—the Middle Tagar Stage; green—the Late Tagar stage. Color of haplogroup labels: yellow—for Western Eurasian haplogroups; red—for Eastern Eurasian haplogroups. https://doi.org/10.1371/journal.pone.0204062.g002

    Another substantial part of the mtDNA pool of the Tagar and other eastern populations of the Scythian World is typical of populations in Southern Siberia and adjacent regions of Central Asia (autochthonous Central Asian mtDNA clusters). Most of these components belong to the East Eurasian cluster of mtDNA haplogroups. Moreover, the role of each of these components in the formation of the genetic composition of subsequent (to the present) populations in South Siberia and Central Asia could be very different. In this regard, cluster C4a2a (and its subcluster C4a2a1), and haplogroup A8 are of particular interest.

    Genetic features of successive Tagar groups

    We compared successive Tagar groups (Early, Middle, and Late Tagar) with each other and with other Iron Age nomadic populations to evaluate changes in the mtDNA pool structure. Despite the genetic similarity between the Early and Middle Tagar series and Scythian World nomadic groups (Figs 5 and 6; S4 and S6 Tables), there were some peculiarities. For example, the Early Tagar series was more similar to North Pontic Classic Scythians, while the Middle Tagar samples were more similar to the Southern Siberian populations of the Scythian period (i.e., completely synchronous populations of regions neighboring the Minusinsk basin, such as the Pazyryk population from the Altay Mountains and Aldy-Bel population from Tuva).

    We observed differences in the mtDNA pool structure between the Early and the Middle chronological stages of the Tagar culture population, as evidenced by the change in the ratio of Western to Eastern Eurasian mtDNA components. The contribution of Eastern Eurasian lineages increased from about one-third (34.8%) in the Early Tagar group to almost one-half (45.8%) in the Middle Tagar group.

    tagar-mtdna-fst
    Results of multidimensional scaling based on matrix of Slatkin population differentiation (FST) according to frequencies of mtDNA haplogroup in Tagar populations and modern populations of Eurasia. Populations: Tagar (red pentagon) (this study); Mongolian-speaking populations: Khamnigans (Buryat Republic, Russia) [43]; Barghuts (Inner Mongolia, China) [44]; Buryats (Buryat Republic, Southern Siberia, Russia) [43]; Mongols (Mongolia) [45]. Turkic-speaking populations: Tuvinians (Tuva Republic, Russia) [43]; Tofalars (Irkutsk region, Russia) [46]; Altai-Kizhi ((Altai Republic, Russia) [43, 47]; Telenghits (Altai Republic, Russia) [43,47]; Tubalars (Altai Republic) [48]; Shors (Kemerovo region, Russia) [43, 47]; Khakassians (Khakassian Rupublic, Russia) [43, 46]; Altaian Kazakhs (Altai Republic) [49]; Kazakhs (Kazakhstan, Uzbekistan) [50, 51]; Kirghiz (Kyrgyzstan) [50, 51]; Uighurs (Kazakhstan and Xinjiang) [50, 52]; Siberian Tatars (Tyumen and Omsk regions, Russia) [53]; Tatars (Volga-Ural rigion, Russia) [54]; Bashkirs (Volga-Ural region, Russia) [55]; Uzbeks (Uzbekistan) [51, 56]; Turkmens (Turkmenistan) [51, 56]; Nogays [57]; Turkeys [58]; other populations: Evenks [43, 46]; Ulchi [59]; Koreans (South Korea) [43]; Han Chinese [60]; Zhuang (Guangxi, China) [61]; Tadjiks (Tadjikistan) [43, 51]; Iranians [60]; Russians [62]. https://doi.org/10.1371/journal.pone.0204062.g007

    At the level of mtDNA haplogroups, we detected a decrease in the diversity of phylogenetic clusters during the transition from the Early Tagar to the Middle Tagar. This decline in diversity equally affected the West Eurasian and East Eurasian components of the Tagar mtDNA pool. It should be noted that this decrease can be partially explained by the smaller number of Middle Tagar than Early Tagar samples. Under a simple binomial approximation the mtDNA clusters, observed at frequencies of 6.3% and 11.7%, could be lost by chance in our Early (N = 46) and Middle (N = 24) Tagar samples, respectively. However, the simultaneous lack of several such clusters, with a total frequency in the gene pool of the Early group of 34.8%, is unlikely.

    The observed reduction in the genetic distance between the Middle Tagar population and other Scythian-like populations of Southern Siberia(Fig 5; S4 Table), in our opinion, is primarily associated with an increase in the role of East Eurasian mtDNA lineages in the gene pool (up to nearly half of the gene pool) and a substantial increase in the joint frequency of haplogroups C and D (from 8.7% in the Early Tagar series to 37.5% in the Middle Tagar series). These features are characteristic of many ancient and modern populations of Southern Siberia and adjacent regions of Central Asia, including the Pazyryk population of the Altai Mountains. We did not obtain strong evidence for an intensification of genetic contact between the population of the Minusinsk basin and the Altai Mountains in the Middle Tagar period compared with the Early Tagar period. Although, several archaeologists have found evidence for the intensification of contact at the level of material culture, namely, a cultural influence of the population of the Altai Mountains (represented by the Pazyryk population) on the population of the Minusinsk basin (the Saragash Tagar group) [6, 71, 72].

    Another important issue is the change in the genetic structure of the Tagar population during the transition from the Middle (Saragash) to the Late (Tes`) stage. The Late Tagar stage refers to the Xiongnu period. Many archaeologists suggest that the formation of the Tes`stage involved the direct cultural influence of the Xiongnu and/or related groups of nomads from more eastern regions of Central Asia [71, 73]. Some archaeologists have even suggested renaming the Tes`stage in the Tes`culture [71], emphasizing the role of new eastern cultural elements. If this influence also existed at the genetic level, then we would expect to observe new genetic elements in the Tes`gene pool, particularly those of East Eurasian origin.

    Siberian ancestry

    Just a reminder of the recent session in ISBA 8 on expanding Scythians (and also Mongolians and Turks) spreading Siberian ancestry, usually (wrongly) identified as “Uralic-Yeniseian” based on modern populations (similar to how steppe ancestry is wrongly identified as “Indo-European”), see the following graphic including the Tagar population:

    siberian-genetic-component-chronology
    Very important observation with implication of population turnover is that pre-Turkic Inner Eurasian populations’ Siberian ancestry appears predominantly “Uralic-Yeniseian” in contrast to later dominance of “Tungusic-Mongolic” sort (which does sporadically occur earlier). Alexander M. Kim

    And also the poster by Alexander M. Kim et al. Yeniseian hypotheses in light of genome-wide ancient DNA from historical Siberia:

    The relevance of ancient DNA data to debates in historical linguistics is an emphatic strand in much recent work on the archaeogenetics of Eurasia, where the discussion has focused heavily on Indo-European (Haak et al. 2015; Narasimhan et al. 2018; de Barros Damgaard et al. 2018a,b). We present new genome-wide ancient DNA data from a historical Siberian individual in relation to Yeniseian, an isolated language “microfamily” (Vajda 2014) that nonetheless sits at the center of numerous controversial proposals in historical linguistics and cultural interaction. Yeniseian’s sole surviving representative is Ket, a critically endangered language fluently spoken by only a few dozen individuals near the Middle Yenisei River of Central Siberia.

    In strong contrast to the present-day picture, river names and argued substrate influences and loanwords in languages outside the current range of Yeniseian, as well as direct records from the Russian colonial period, indicate that speakers of extinct Yeniseian languages had a formerly much broader presence in the taiga of Central Siberia as well as further south in the mountainous Altai-Sayan region – and perhaps even further afield in Inner Asia (Vajda 2010; Gorbachov 2017; Blažek 2016). The consilience of these proposals with genetic data is not straightforward (Flegontov et al. 2015, 2017) and faces a major obstacle in the lack of genetic information from verifiable speakers of Yeniseian languages other than the Kets, who have had complex ongoing interactions with speakers of non-Yeniseian languages such as the Samoyedic Selkups. We attempt to remedy this with new historical Siberian aDNA data, orienting our search for common denominators and systematic difference in a broader landscape of concordance, discordance, and uncertainty at the interface of diachronic linguistics and genetics.

    Related

    A study of genetic diversity of three isolated populations in Xinjiang using Y-SNP

    indo-european-indo-iranian-migrations

    New open access paper (in Chinese) A study of genetic diversity of three isolated populations in Xinjiang using Y-SNP, by liu et al. Acta Anthropologica Sinitica (2018)

    Abstract:

    The Keriyan, Lopnur and Dolan peoples are isolated populations with sparse numbers living in the western border desert of our country. By sequencing and typing the complete Y-chromosome of 179 individuals in these three isolated populations, all mutations and SNPs in the Y-chromosome and their corresponding haplotypes were obtained. Types and frequencies of each haplotype were analyzed to investigate genetic diversity and genetic structure in the three isolated populations. The results showed that 12 haplogroups were detected in the Keriyan with high frequencies of the J2a1b1 (25.64%), R1a1a1b2a (20.51%), R2a (17.95%) and R1a1a1b2a2 (15.38%) groups. Sixteen haplogroups were noted in the Lopnur with the following frequencies: J2a1 (43.75%), J2a2 (14.06%), R2 (9.38%) and L1c (7.81%). Forty haplogroups were found in the Dolan, noting the following frequencies: R1b1a1a1 (9.21%), R1a1a1b2a1a (7.89%), R1a1a1b2a2b (6.58%) and C3c1 (6.58%). These data show that these three isolated populations have a closer genetic relationship with the Uygur, Mongolian and Sala peoples. In particular, there are no significant differences in haplotype and frequency between the three isolated populations and Uygur (f=0.833, p=0.367). In addition, the genetic haplotypes and frequencies in the three isolated populations showed marked Eurasian mixing illustrating typical characteristics of Central Asian populations.

    population-distribution-map
    Figure 1. The populations distribution map. Left: Uluru. Center: Dali Yabuyi. Right: Kaerqu.

    My knowledge of written Chinese is almost zero, so here are some excerpts with the help of Google Translate:

    The source of 179 blood samples used in the study is shown in Figure 1. The Keriyan blood samples were collected from Dali Yabuyi Township, Yutian County (39 samples). The blood samples of the Lopnur people were collected from Kaerqu Township, Yuli County (64 cases); the blood samples of the Dolan people were collected from the town of Uluru, Awati County (76).

    haplotype-frequency-uighur
    Columns one and two are the Keriyan haplotypes and frequencies, respectively; the third and fourth columns are the Lopnur haplotypes and frequencies; the last four columns are the Daolang haplotypes and frequencies.

    The composition and frequency of the Keriyan people’s haplogroup are closest to those of the Uighurs, and both Principal Component Analysis and Phylogenetic Tree Analysis show that their kinship is recent. We initially infer that the Keriyan are local desert indigenous people. They have a connection with the source of the Uighurs. Chen et al. [42] studied the patriarchal and maternal genetic analysis of the Keriyan people and found that they are not descendants of the Tibetan ethnic group in the West. The Keriyan people are a mixed group of Eastern and Western Europeans, which may originate from the local Vil group. Duan Ranhui [43] and other studies have shown that the nucleotide variability and average nucleotide differences in the Keriyan population are between the reported Eastern and Western populations. The phylogenetic tree also shows that the populations in Central Asia are between the continental lineage of the eastern population and the European lineage of the western population, and the genetic distance between the Keriyan and the Uighurs is the closest, indicating that they have a close relationship.

    y-chromosome-pca

    Regarding the origin of the Lopnur people, Purzhevski judged that it was a mixture of Mongolians and Aryans according to the physical characteristics of the Lopnur people. In 1934, the Sino-Swiss delegation discovered the famous burials of the ancient tombs in the Peacock River. After research, they were the indigenous people before the Loulan period; the researcher Yang Lan, a researcher at the Institute of Cultural Relics of the Chinese Academy of Social Sciences, said that the Lopnur people were descendants of the ancient “Landan survivors”. However, the Loulan people speaking an Indo-European language, and the Lopnur people speaking Uyghur languages contradict this; the historical materials of the Western Regions, “The Geography of the Western Regions” and “The Western Regions of the Ming Dynasty” record the Uighurs who lived in Cao Cao in the late 17th and early 18th centuries. Because of the occupation of the land by the Junggar nobles and their oppression, they fled. Some of them were forced to move to the Lop Nur area. There are many similar archaeological discoveries and historical records. We have no way to determine their accuracy, but they are at different times, and there is a great difference in what is heard in the same region. (…) The genetic characteristics of modern Lopnur people are the result of the long-term ethnic integration of Uyghurs, Mongols, and Europeans. This is also consistent with the similarity of the genetic structure of the Y chromosome of Lopnur in this study with the Uighurs and Mongolians. For example, the frequency of J haplogroup is as high as 59.37%, while J and its downstream sub-haplogroup are mainly distributed in western Europe, West Asia and Central Asia; the frequency of O, R haplogroup is close to that of Mongolians.

    y-chromosome-frequency
    1) KA: Keriya, LB: Rob, DL: Daolang, HTW: Hetian Uygur, HTWZ: and Uygur, TLFW: Turpan Uighur, HZ: Hui, HSKZ: Kazakh, WZBKZ: Wuhuan Others, TJKZ: Tajik, KEKZZ: Kirgiz, TTEZ: Tatar, ELSZ: Russian XBZ: Xibo, MGZ: Mongolian, SLZ: Salar, XJH: Xinjiang Han, GSH: Gansu Han, GDH: Guangdong Han SCH: Sichuan Han. 2) Reference population data source literature 19-22. After the population names in the table have been marked, all the shorthands in the text are referred to in this table. 3) Because the degree of haplotypes of each reference population is different to each sub-group branch, the sub-group branches under the same haplogroup are merged when the population haplogroup data is aggregated, for example: for haplogroup G Some people are divided into G1a and G2a levels, others are assigned to G1, G2, and G3, while some people can only determine G this time. Therefore, each subgroup is merged into a single group G.

    According to Ming History·Western Biography, the Mongolians originated from the Mobei Plateau and later ruled Asia and Eastern Europe. Mongolia was established, and large areas of southern Xinjiang and Central Asia were included. Later, due to the Mongolian king’s struggle for power, it fell into a long-term conflict. People of the land fled to avoid the war, and the uninhabited plain of the lower reaches of the Yarkant River naturally became a good place to live. People from all over the world gathered together and called themselves “Dura” and changed to “Dang Lang”. The long-term local Uyghur exchanges that entered the southern Mongolian monks and “Dura” were gradually assimilated [44]. According to the report, locals wore Mongolian clothes, especially women who still maintained a Mongolian face [45]. In 1976, the robes and waistbands found in the ancient time of the Daolang people in Awati County were very similar to those of the ancients. Dalang Muqam is an important part of Daolang culture. It is also a part of the Uyghur Twelve Muqam, and it retains the ancient Western culture, but it also contains a larger Mongolian culture and relics. The above historical records show that the Daolang people should appear in the Chagatai Khanate and be formed by the integration of Mongolian and Uighur ethnic groups. Through our research, we also found that the paternal haplotype of the Daolang people is contained in both Uygur and Mongolian, and the main haplogroups are the same, whereas the frequencies are different (see Table 3). The principal component analysis and the NJ analysis are also the same. It is very close to the Uyghur and the Mongolian people, which establishes new evidence for the “mixed theory” in molecular genetics.

    main-haplogroup-uighur
    Genetic relationship between the three isolated populations: the Uygur and the Mongolian is the closest, and the main haplogroup can more intuitively compare the source composition of the genetic structure of each population. Haplogroups C, D, and O are mainly distributed in Asia as the East Asian characteristic haplogroup; haplogroups G, J, and R are mainly distributed in continental Europe, and the high frequency distribution is in Europe and Central Asia.

    If the nomenclature follows a recent ISOGG standard, it appears that:

    The presence of exclusively R1a-Z93 subclades and the lack of R1b-M269 samples is compatible with the expansion of R1a-Z93 into the area with Proto-Tocharians, at the turn of the 3rd-2nd millennium BC, as suggested by the Xiaohe samples, supposedly R1a(xZ93).

    Now that it is obvious from ancient DNA (as it was clear from linguistics) that Pre-Tocharians separated earlier than other Late PIE peoples, with the expansion of late Khvalynsk/Repin into the Altai, at the end of the 4th millennium, these prevalent R1a (probably Z93) samples may be showing a replacement of Pre-Tocharian Y-DNA with the Andronovo expansion already by 2000 BC.

    Lacking proper assessment of ancient DNA from Proto-Tocharians, this potential early Y-DNA replacement is still speculative*. However, if that is the case, I wonder what the Copenhagen group will say when supporting this, but rejecting at the same time the more obvious Y-DNA replacement in East Yamna / Poltavka in the mid-3rd millennium with incoming Corded Ware-related peoples. I guess the invention of an Indo-Tocharian group may be near…

    *NOTE. The presence of R1b-M269 among Proto-Tocharians, as well as the presence of R1b-M269 among Tarim Basin peoples in modern and ancient times is not yet fully discarded. The prevalence of R1a-Z93 may also be the sign of a more recent replacement by Iranian peoples, before the Mongolian and Turkic expansions that probably brought R1b(xM269).

    Also, the presence of R1b (xM269) samples in east Asia strengthens the hypothesis of a back-migration of R1b-P297 subclades, from Northern Europe to the east, into the Lake Baikal area, during the Early Mesolithic, as found in the Botai samples and later also in Turkic populations – which are the most likely source of these subclades (and probably also of Q1a2 and N1c) in the region.

    Related

    The origin of social complexity in the development of the Sintashta culture

    kamenni-ambar

    Very interesting PhD thesis by Igor Chechushkov, Bronze Age human communities in the Southern Urals steppe: Sintashta-Petrovka social and subsistence organization (2018).

    Abstract:

    Why and how exactly social complexity develops through time from small-scale groups to the level of large and complex institutions is an essential social science question. Through studying the Late Bronze Age Sintashta-Petrovka chiefdoms of the southern Urals (cal. 2050–1750 BC), this research aims to contribute to an understanding of variation in the organization of local communities in chiefdoms. It set out to document a segment of the Sintashta-Petrovka population not previously recognized in the archaeological record and learn about how this segment of the population related to the rest of the society. The Sintashta-Petrovka development provides a comparative case study of a pastoral society divided into sedentary and mobile segments.

    Subsurface testing on the peripheries of three Sintashta-Petrovka communities suggests that a group of mobile herders lived outside the walls of the nucleated villages on a seasonal basis. During the summer, this group moved away from the village to pasture livestock farther off in the valley, and during the winter returned to shelter adjacent to the settlement. This finding illuminates the functioning of the year-round settlements as centers of production during the summer so as to provide for herd maintenance and breeding and winter shelter against harsh environmental conditions.

    The question of why individuals chose in this context to form mutually dependent relationships with other families and thus give up some of their independence can be answered with a combination of two necessities: to remain a community in a newly settled ecological niche and to protect animals from environmental risk and theft. Those who were skillful at managing communal construction of walled villages and protecting people from military threats became the most prominent members of the society. These people formed the core of the chiefdoms but were not able to accumulate much wealth and other possessions. Instead, they acquired high social prestige that could even be transferred to their children. However, this set of relationships did not last longer than 300 years. Once occupation of the region was well established the need for functions served by elites disappeared, and centralized chiefly communities disintegrated into smaller unfortified villages.

    sintashta-petrovka-archaeological
    Research area: map of the Sintashta-Petrovka archaeological sites. Settlements: 101 – Stepnoye; 102 – Shibaeyvo 1; 103 – Chernorechye 3; 104 – Bakhta; 105 – Paris; 106 – Isiney; 107 – Kuisak; 108 – Ust’ye; 109 – Rodniki; 110 – Konoplyanka; 111 – Zhurumbay; 112 – Arkaim; 113 – Sintashta; 114 – Sintashta 2; 115 – Kamennyi Ambar; 116 – Alandskoye; 117 – Chekatay; 118 – Selek; 119 – Sarym- Sakly; 120 – Kamysty; 121 – Kizilskoye; 122 – Bersuat; 123 – Andreyevskoe; 124 – Ulak; 125 – Streletskoye; 126 – Zarechnoye 4; 127 – Kamennyi Brod. Cemeteries: 201 – Ozernoye 1; 202 – Krivoe Ozero; 203 – Stepnoye M; 204 – Kamennyi Ambar-5; 205 – Stepnoye 1; 206 – Tsarev Kurgan; 207 – Ubagan 2; 208 – Solntse 2; 209 – Bolshekaraganskyi; 210 – Aleksandrovsky 4; 211 – Sintashta; 212 – Solonchanka 1a; 213 – Knyazhenskyi; 214 – Bestamak; 215 – Ishkinovka 1; 216 – Ishkinovka 2; 217 – Novo–Kumakskyi; 218 – Zhaman–Kargala 1; 219 – Tanabergen 2; 220 – Novo-Petrovka; 221 – Semiozernoye 2; 222 – Khalvayi 3

    Some interesting excerpts (emphasis mine):

    The quintessential archaeological evidence of Sintashta-Petrovka communities takes the form of highly nucleated and fortified settlements paired with easily-recognized kurgan (burial mound) cemeteries. This pattern spread across Northern Central Eurasia in a relatively short period of about 300 years (cal. 2050–1750 BC), and the period consists of two chronological phases (Hanks et al. 2007). The earlier Sintashta phase (cal. 2050–1850 BC) is distinguished from the later Petrovka phase (cal. 1850–1750 BC) by some differences in ceramic styles and some techniques of bronze metallurgy (Degtyareva et al. 2001; Vinogradov 2013). Bronze Age subsistence patterns apparently relied on a wide variety of resources, among which meat and milk production played a major role (…). The most outstanding graves are individual male burials accompanied by weaponry (projectile weapons and chariots), the insignia of power (stone mace heads), craft tools, and a specific set of sacrificed animals (horses, cows, and dogs). (…) there were at least two adults buried with chariots and one with sacrificed horses (Epimakhov 1996b). Chariots – the most famous and spectacular material component of Sintashta-Petrovka society – are known exclusively from burial contexts. Two-wheeled vehicles represent complex technology, incorporating some crucial innovations and the investment of substantial resources. Highly developed craft and military skills were required for their production and use. Burials with chariots probably represent military elites who used them (Anthony 2009; Chechushkov 2011; Frachetti 2012:17) and played especially important social roles in Sintashta-Petrovka societies. This pattern strongly suggests that military leadership extended into the realm of ideology and general social prestige (Earle 2011:32–33).

    The following sequence of archaeological cultures – based on the sample of radiocarbon dates (Epimakhov 2007a; 2010a), – is adopted: (1) the Sintashta-Petrovka phase 1 dated to cal. 2050–1750 BC and (2) the Srubnaya-Alakul’ phase 2 dated to cal. 1750–1350 BC.

    (…) control of craft might have provided a source of power for elites in the fortified settlements (Steponaitis 1991). Some bronze tools, such as chisels, adzes, and handsaws seem more abundantly represented at some fortified settlements than at others, raising the possibility of a stronger focus on different craft products and some degree of exchange and interdependence between fortified settlements. (…) Zdanovich (1995:35) estimates 2500 people within the walls at Arkaim. He bases his conclusion an average house size of 140 m2 and the idea that Arkaim households consisted of an extended family of several generations, similar to Iroquois longhouse inhabitants. He also suggests that the entire population did not live in the “town” all the time, but moved around. The fully permanent residents were shamans, warriors, and craftsmen, i.e., elites and attached specialists.

    Summarizing, excavated households represent very strongly similar architectural patterns, similar levels of wealth and prestige, little productive differentiation, and no evidence of elites amassing wealth through control of craft or subsistence production or any other mechanism (Earle 1987). These observations sharply contradict the burial record, where strong social differentiation is visible. The description above recalls the Regional Classic period elites of the Alto Magdalena whose standard of living differed little if at all from anyone else’s. Their elaborate tombs and sculptures suggest supernatural powers and ritual roles were much more important bases of their social prominence than economic control or accumulation of wealth (Drennan 1995:96–97). On the other hand, craft activities (especially metal production) are highly obvious in the Sintashta-Petrovka settlements. Defensive functions could also have played some role for the entire population. This benefit might attract people in an unstable or wild environment to spend much of their time in or near such settlements (Earle 2011:32–33). Since the construction of ditches and outer walls, as well as dwellings with shared walls, requires planning and organization, purposeful collective effort must have been a key feature of Sintashta-Petrovka communities (Vinogradov 2013; Zdanovich 1995). Sintashta-Petrovka communities thus evidence substantial investment of effort in non-subsistence activities, potentially resulting in a subsistence deficit in an economy with a heavy emphasis on herding. Altogether, this makes it plausible to think of the known Sintashta-Petrovka communities as special places where elites for whom military activities were important resided, and where metal production and possibly other crafts were carried out. It remains unclear just how a subsistence economy relying heavily on herding was managed from these substantial sedentary communities. Moving herds around the landscape seasonally is generally thought to be a part of subsistence strategy in Inner Eurasia (Frachetti 2008; Bachura 2013). In this area migration to exploit seasonal pastures is the best strategy for maintaining a regular supply of food for livestock due to shortages of capital or of labor pool to produce, harvest, and store fodder (Dyson-Hudson and Dyson-Hudson 1980:17). The recent stable isotope studies support this notion showing high likelihood that during the Bronze Age livestock was raised locally (Kiseleva et al. 2017).

    The above raises the possibility that the residential remains that have been excavated within the fortifications of Sintashta-Petrovka communities represent only a portion of the population (Hanks and Doonan 2009, Johnson and Hanks 2012). It could be (along with the general lines suggested by D. Zdanovich [1997]) that the archaeological remains of the ordinary people who made up the majority of the population, built the impressive fortifications and stoked the subsistence economy have gone largely undetected. In global comparative perspective, many societies with the features known for Sintashta-Petrovka organization consisted of elite central-place settlements and hinterland populations. In such a scenario, the “missing” portion of the Sintashta population would reside in smaller unfortified settlements scattered around in the vicinity of the fortified ones.

    kamenni-ambar-cultural-layer

    In terms of wealth and productive differentiation, the inside assemblage of Kamennyi Ambar demonstrates a higher degree of richness and diversity in its material assemblage, leading to the conclusion that the outside materials may represent a semi-mobile group of people who used significantly less durable materials and accumulated less possessions. As for the diversity within the inside artifact assemblage, some households at Kamennyi Ambar demonstrate more diverse artifact assemblages than others, as well as bigger sizes, that could be related to differences in productive activities and/or wealth differentiation between families. A focus on specific objects of ceramic production in House 1 suggests some degree of productive specialization, while the elite goods in House 5 clearly point out the presence of elite members of the society.

    There are two possible social scenarios that explain the settlement situation during the Sintashta-Petrovka phase. The first scenario considers all three communities as simultaneous and the second scenario suggests seeing the three sites as the same community that moved around the landscape during the Late Bronze Age in order to keep the pasture grounds from degradation.

    Since no remains of permanent structures were found and any people living outside the walls must have stayed in temporary shelters. If this was the case, then the outside part of the population consisted of a semi-mobile group of people who moved to live near the fortified settlement during the winter. The pattern of animal slaughtering supports this conclusion. Animal teeth found near Kamennyi Ambar and Konoplyanka demonstrate a tendency for animal butchering during the fall, throughout the winter and spring, with less evidence of summer meat consumption. Moreover, since the Bronze Age subsistence strategy relied heavily on pastoralism, herds had to be grazed during the summer and kept safe during the winter. This strongly suggests that the part of the population responsible for management of animals spent their time in the summer pastures with the livestock. During the winter the animals had to be kept in the warm and safe environment of the walled settlements (as suggested by the highest level of phosphorus on the house floors) while the herders stayed in portable shelters in close to the walls.

    (…) the outsiders used a less diverse set of tools, as well as less durable materials (for example, wooden instead of metal) in their everyday life and did not accumulate much in the way of archaeologically visible possessions. On the other hand, a few stone and lithic artifacts demonstrate that craft activities were carried out using cheap and abundant raw materials. The artefact assemblages also point out that the people inside accumulated wealth in the form of material belongings and luxury goods, especially, things like metal artifacts and symbolic or military-related stone artifacts, while people outside did not do that. However, the presence of semi-precious stones could signify some kind of wealth accumulation by the segment of population outside the walls. Since there are limits to our ability to assess social relationships from material remains, it is difficult to say if the people who lived outside the walls were oppressed or less respected. Their possible concentration on herding-related activities and livestock keeping might suggest less prestigious social status. The most prominent members of the society were, nonetheless, buried with the attributes of warriors or craft specialists, not those of shepherds, suggesting that those involved in livestock management had less social prestige.

    Furthermore, Kuzmina (1994:72) cites linguistic studies demonstrating that the Sanskrit word for a permanent village earlier meant a circle of mobile wagon homes, situated together for defensive purposes for an overnight camp (Kuzmina 1994:72).

    The likely population of semi-mobile herders represented some 30%–60% of the entire local community, while the other of 40%–70% were inhabitants of the walled settlement. The almost completely excavated kurgan cemetery of Kamennyi Ambar-5 (only two kurgans remain unstudied) yielded about 100 individuals, or about 2%–5% of the total of 4,896±1,960 individuals in four generations who lived at the nearby settlement for 100 years. In other words, no more than 10% of the population was entitled to be buried under the kurgan mound and this proportion can be taken as an estimate of those with elevated social status. Perhaps, these elites were kin, since analysis of the burial patterns suggests sex/age rather than wealth/prestige differentiation between buried individuals within this elite group (Epimakhov and Berseneva 2011; Ventresca Miller 2013). The remaining non-elite members of the permanently resident community, then, represented some 30%–60% of the complete local community, but did not show evidence of standards of living particularly lower than the elites eventually interred in the kurgan.

    (…) The buried population in the Sintashta Cemetery is about 80 individuals or only about 2%–3% of the total estimated population. However, these few individuals were buried with extremely rich offerings, like complete chariots, decorations made of precious metals or sacrifices of six horses (equal to about 900 kg of meat), etc. With such a low proportion of the population assigned such high prestige, the Sintashta local community can easily be labeled a local chiefdom. In Pitman and Doonan’s view (2018) the social structure of the chifedom consisted of a chief and his kin at the highest level; warriors, religious specialists, and craftsmen in the middle; and the pastoral community at the bottom level.

    kamenni-ambar-excavations

    In the Bronze Age, the people who comprised the majority of the permanent population were involved in craft activities, including extraction of copper ores, metallurgy, bone, leather, and woodwork. The most important and labor-intensive part of the economy, however, was haymaking. The evidence of hay found in the cultural layer near Kamennyi Ambar supports the idea that animals were fed during the winter. Nowadays, hay cutting is typically done in July-August, the period of most intensive grazing for animals. Thus, the part of the collective that remained in the settlement had to provide the labor force for haymaking.

    In the wintertime, the herders returned to the settlements with the herds, and animals were kept inside the walls––a practice which is known archaeologically (Zakh 1995) and ethnographically (Shahack-Gross et al. 2004)––while herders stayed outside in their tents.

    In sum, the Sintashta-Petrovka chiefdoms demonstrate a three-part social order. In Kuzmina’s (1994) view, this is similar to the Varna system of ancient India, that consisted of priests (Sansk. Brahmanis), rulers and warriors (Sansk. Kshatriyas), free producers (Sansk. Vaishyas) and laborers and service providers (Sansk. Shudras). In the Sintashta-Petrovka chiefdom, the elite 2%–5% of the population would have consisted of priests and warriors; 48%–55% would have been dependent producers; and 50%–60% would have been herders of lower social rank.

    sintashta-petrovka-settlements
    The map of the Bronze Age sites in the Karagaily-Ayat Valley Sites of Phase 1: 101 – Konoplyanka; 102 – Zhurumbay; 103 – Kamennyi Ambar; 104 – Kamennyi Ambar-5 Sites of Phase 2: 201 – Konoplyanka 1; 202 – Varshavskoye-1; 203 – Zhurumbay-1; 204 – Varshavskoye-3; 205 – Varshavskoye-5; 206 – Varshavskoye-9; 207 – Kamennyi Ambar-8; 208 – Kamennyi Ambar; 209 – Elizavetpolskoye-3; 210 – Elizavetpolskoye-2; 211 – Karagayli-26; 212 – Elizavetpolskoye-7; 213 – Elizavetpolskoye- 9; 214 – Yuzhno-Stepnoyi (1); 215 – Yuzhno-Stepnoyi (2)

    Conclusions

    In the case of the Sintashta-Petrovka chiefdoms, the questions of why and how exactly social complexity developed through time and why individuals choose to integrate and give up their independence can be answered as some combination of two necessities: to persist as a larger community in the ecological niche of the newly settled region, and to protect herds from theft.

    There is general agreement among researchers that the Sintashta phenomenon had no local roots and originated with a large-scale migration of pastoral communities from Eastern Europe to the marginal area of the Southern Urals. This process forced families to stay together and fueled the necessity in the walled villages for ensuring the reproduction of herds in the extreme climatic conditions of the southern Urals that are colder and dryer than the eastern Black Sea region from which the Sintashta populations are thought to have migrated (Kuzmina 1994, 2007; Anthony 2007; Vinogradov 2011, etc.). At the same time, the herds needed protection from animal and human predators. Probably, the risk of losing animals was a threat to survival that created tensions between neighboring communities, and the Neolithic hunter-gatherers who had populated the Urals before the arrival of Sintashta people could have hunted the domestic animals. Apparently, those who were talented in managing the construction of closely-packed villages surrounded by ditches and walls to protect people and livestock from threats from neighbors, and who otherwise served the community in the newly colonized zone became the most prominent members of society. Theses people formed the core of the Sintashta-Petrovka chiefdom but were not able to accumulate much personal wealth in the form of material possessions. Instead, they acquired high social prestige that could even be transferred to their children (since up to 65% of the buried elite population consists of infants [Razhev and Epimakhov 2005). In this sense, the Sintashta-Petrovka elites were simmilar to their counterparts in the Alto Magdalena of Colombia (Drennan 1995; Gonzalez Fernandez 2007; Drennan and Peterson 2008).

    However, this situation did not last longer than 300 years, since after the initial phase of colonization of the Southern Urals was over, the need for social services provided by an elite disappeared and centralized chiefly communities disintegrated into the smaller unfortified villages of the Srubnaya-Alakul’ period.

    As I have said many times already (see e.g. here) the outsider pastoralists, forming originally the vast majority of the population, were most likely Pre-Proto-Indo-Iranian speakers of haplogroup R1b-Z2103, and their elite groups (whose inheritance system was based on kinship) probably incorporated gradually Uralic-speaking families of haplogroup R1a-Z93, whose relative importance increased gradually, and then eventually expanded massively with the migrations of Andronovo and Srubna, creating a second Y-chromosome bottleneck that favoured again Z93 subclades. The adaptation of Pre-Proto-Indo-Iranian to the Uralic pronunciation, and the adoption of PII vocabulary in neighbouring Proto-Finno-Ugric bear witness to this process.

    Related

    Sintashta diet and economy based on domesticated animal products and wild resources

    indo-iranian-sintashta-uralic-migrations

    New paper (behind paywall) Bronze Age diet and economy: New stable isotope data from the Central Eurasian steppes (2100-1700 BC), by Hanks et al. J. Arch. Sci (2018) 97:14-25.

    Interesting excerpts (emphasis mine):

    Previous research at KA-5 was carried out by A. V. Epimakhov in 1994–1995 and 2002–2003 and resulted in the excavation of three Sintashta culture barrows (kurgans) that produced 35 burial pits and a reported 100 skeletons (Epimakhov, 2002, 2005; Epimakhov et al., 2005; Razhev and Epimakhov, 2004). Seven AMS radiocarbon dates on human remains from the cemetery yielded a date range of 2040–1730 cal. BC (2 sigma), which placed the cemetery within the Sintashta phase of the regional Bronze Age (Hanks et al., 2007). Twelve recently obtained AMS radiocarbon dates, taken from short-lived wood and charcoal species recovered from the Kamennyi Ambar settlement, have provided a date range of 2050–1760 cal. BC (2 sigma). Importantly, these dates confirm the close chronological relationship between the settlement and cemetery for the Middle Bronze Age phase and discount the possibility of a freshwater reservoir effect influencing the earlier dating of the human remains from the Kamennyi Ambar 5 cemetery (Epimakhov and Krause, 2013).

    Sintashta cemeteries frequently yield fewer than six barrow complexes and the number of skeletons recovered represents a fraction of the total population that would have inhabited the settlements (Judd et al., 2018; Johnson and Hanks, 2012). Scholars have suggested that only members of higher status were afforded interment in these cemeteries and that principles of social organization structured placement of individuals within central or peripheral grave pits (Fig. 2) (Koryakova and Epimakhov, 2007: 75–81). In comparison with other Sintashta cemeteries that have been excavated, KA-5 provides one of the largest skeletal inventories currently available for study.

    kamenniy-ambar
    Upper – plan of Kamennyi Ambar settlement and cemetery; Lower – plan views of Kurgan 2 and Kurgan 4 from KA-5 Cemetery (kurgan plans redrawn from Epimakhov, 2005: 10, 79).

    The KA-5 (MBA), Bestamak (MBA) and Lisakovsk (LBA) datasets exhibited a wide range of δ13C and δ15N values for both humans and herbivores (Figs. 5 and 6 & Table 8). This diversity in isotopic signals may be evident for a variety of reasons. For example, the range of values may be associated with a broad spectrum of C3 and C4 plant diversity in the ancient site biome or herbivore grazing patterns that included more diverse environmental niche areas in the microregion around the sampled sites. Herders also may have chosen to graze animals in niche areas due to recognized territorial boundaries between settlements and concomitant patterns of mobility. Importantly, data from Bolshekaragansky represents humans with lower δ15N values that are more closely associated with δ15N values of the sampled domestic herbivores (Fig. 6). When the archaeological evidence from associated settlement sites is considered, Bolshekaragansky, Bestamak, Lisakovsk and KA-5 have been assumed to represent populations that shared similar forms of pastoral subsistence economies with significant dietary reliance upon domesticated herbivore meat and milk. Human diets have δ13C values closely related to those of local herbivores in terms of the slope of the trendline and range of values (Fig. 6). Comparatively, the cemetery of Bolshekaragansky (associated with the Arkaim settlement) reflects individuals with trend lines closer to those of cattle and caprines and may indicate a stronger reliance on subsistence products from these species with less use of wild riverine and terrestrial resources. The site of Čiča is significantly different with elevated human δ15N isotopic values and depleted δ13C values indicative of a subsistence regime more closely associated with the consumption of freshwater resources, such as fish. The stable isotopic data in this instance is strongly supported by zooarchaeological evidence recovered from the Čiča settlement and also is indicative of significant diachronic changes from the LBA phases through the Iron Age (Fig. 6).

    kamenniy-ambar-isotopic-chicha-lisakovsk-bestamark
    Regional analysis and comparison of stable isotope results from humans (adults) and animals recovered from MBA and LBA cemeteries in the Southern Urals (Kamennyi Ambar 5 & Bolshekaragansky) northwestern Kazakhstan (Liskovsk & Bestamak) and southwestern Siberia (Čiča).

    Conclusion

    (…) The isotopic results from KA-5, and recent botanical and archaeological studies from the Kamennyi Ambar settlement, have not produced any evidence for the production or use of domesticated cereals. While this does not definitively answer the question as to whether Sintashta populations engaged in agriculture and/or utilized agricultural products, it does call into serious question the ubiquity of such practices across the region and correlates well with recent archaeological, bioarchaeological, and isotopic studies of human and animal remains from the Southwestern Urals region and Samara Basin (Anthony et al., 2016; Schulting and Richards, 2016). The results substantiate a broader spectrum subsistence diet that in addition to the use of domesticated animal products also incorporated wild flora, wild fauna and fish species. These findings further demonstrate the need to draw on multiple methods and datasets for the reconstruction of late prehistoric subsistence economies in the Eurasian steppes. When possible, this should include datasets from both settlements and associated cemeteries.

    Variability in subsistence practices in the central steppes region has been highlighted by other scholars and appears to be strongly correlated with local environmental conditions and adaptations. More comprehensive isotopic studies of human, animal and fish remains are of fundamental importance to achieve more robust and empirically substantiated reconstructions of local biomes and to aid the refinement of regional and micro-regional economic subsistence models. This will allow for a fuller understanding of key diachronic shifts within dietary trends and highlight regional variation of such practices. Ultimately, this will more effectively index the diverse social and environmental variables that contributed to late prehistoric lifeways and the economic strategies employed by these early steppe communities.

    Social organization of Sintashta-Petrovka

    Interesting to remember now the recent article by Chechushkov et al. (2018) about the social stratificaton in Sintashta-Petrovka, and how it must have caused the long-lasting, peaceful admixture process that led to the known almost full replacement of R1b-L23 (mostly R1b-Z2103) by R1a-Z645 (mostly R1a-Z93) subclades in the North Caspian steppe, coinciding with the formation of the Proto-Indo-Iranian community and language (read my thoughts on this after Damgaard et al. 2018).

    Here is another relevant excerpt from Chechushkov et al. (2018), translated from Russian:

    settlement-kamenniy-ambar
    The map of the settlement of Kamennyi Ambar with excavations, soil cores, and test pits. Legend: a — cuts of the sides of ravines; b — test pits of 2015—2017; c — test pits of 2004; d — soil-science samples with a cultural layer; e — soil-science samples without cultural layer; f — borders of archaeological sites (interpretation of the plan of magnetic anomalies); g — boundaries of excavated structures (1, 2, 4, 5, 7 — Sintashta-Petrovka culture; 3, 6 — Srubnaya-Alakul’ culture).

    The analysis suggests that the Sintashta-Petrovka societies had a certain degree of social stratification, expressed both in selective funeral rituals and in the significant difference in lifestyle between the elite and the immediate producers of the product. The data obtained during the field study suggest that the elite lived within the fortifications, while a part of the population was outside their borders, on seasonal sites, and also in stationary non-fortified settlements. Probably, traces of winter settlements can be found near the walls, while the search for summer ones is a task of a separate study. From our point of view, the elite of the early complex societies of the Bronze Age of the Eurasian steppe originated as a response to environmental challenges that created risks for cattle farming. The need to adapt the team to the harsh and changing climatic conditions created a precedent in which the settled collectives of pastoralists – hunter-gatherers could afford the content and magnificent posthumous celebration of people and their families who were not engaged in the production or extraction of an immediate product. In turn, representatives of this social group directed their efforts to the adoption of socially significant decisions, the organization of collective labor in the construction of settlement-shelters and risked their lives, acting as military leaders and fighters.

    Thus, in Bronze Age steppe societies, the formation, development and decline of social complexity are directly related to the intensity of pastoralism and the development of new territories, where collectives had to survive in part a new ecological niche. At the same time, some members of the collective took upon themselves the organization of the collective’s life, receiving in return a privileged status. As soon as the conditions of the environment and management changed, the need for such functions was virtually eliminated, as a result of which the privileged members of society dissolved into the general mass, having lost their lifetime status and the right to be allocated posthumously.

    Also interesting for the MLBA haplogroup bottleneck in the region is the paper by Judd et al. (2017) about fast life history in Early Indo-Iranian territories.

    On the arrival of haplogroup N1c1-L392

    Regarding the special position of the Chicha-1 samples in the change of diet and economy during the Iron Age, it is by now well known that haplogroup N must have arrived quite late to North-East Europe, and possibly not linked with the expansion of Siberian ancestry – or linked only with some waves of Siberian ancestry in the region, but not all of them. See Lamnidis et al. (2018) for more on this.

    Also, the high prevalence of haplogroup N among Fennic and Siberian (Samoyedic) peoples is not related: while the latter reflects probably the native (Palaeo-Siberian) population that acquired their Uralic branch during the MLBA expansions associated with Corded Ware groups, the former points to the expansion of Fennic peoples into Saamic territory (i.e. after the Fenno-Saamic split) as the most likely period of expansion of N1c1-L392 subclades (see known recent bottlenecks among Finns, and on Proto-Finnic dialectalization).

    Probably related to these late incomers are the ancient DNA samples from the Sargat culture during the Iron Age, which show the arrival of N subclades in the region, replacing most – but not all – R1a lineages (see Pilipenko et al. (2017)). Regarding the site of Chicha-1, the following are relevant excerpts about the cultural situation that could have allowed for such stepped, diachronic admixture events in Northern Eurasia, from the paper Stages in the settlement history of Chicha-1: The Results of ceramic analysis, by Molodin et al. (2008):

    The stratigraphic data allows us to make the following inference: originally, the settlement was inhabited by people bearing the Late Irmen culture. Later, the people of the Baraba trend of the Suzgun culture arrived at the site (Molodin, Chemyakina, 1984: 40–62). The Baraba-Suzgun pottery demonstrates features similar to what has been reported from the sites of the transitional Bronze to Iron Age culture in the pre-taiga and taiga zones in the Irtysh basin (Potemkina, Korochkova, Stefanov, 1995; Polevodov, 2003). The major morphological types are slightly and well-profiled pots with a short throat. (…)

    chicha-irmen-tagar-baraba-forest-siberian
    Map showing the location of Chicha-1.

    During the following stage of development of the site, the Chicha population increased with people who practiced cultures others than those noted in earlier collections. The ceramic materials from layer 5 provide data on possible relationships. In addition to migrants from northwestern regions practicing the Suzgun culture, there were people bearing the Krasnoozerka culture. Available data also suggests that people from the northern taiga region with the Atlym culture visited the site.

    However, people from the west and southwest represent the greatest migration to the region under study. In all likelihood they moved from the northern forest-steppe zone of modern Kazakhstan and practiced the Berlik culture. The spatial distribution analysis of the Chicha-1 site suggests that the Berlik population was rather large. The Berlik people formed a single settlement with the indigenous Late Irmen people and apparently waged certain common economic activities, but preserved their own ethnic and cultural specificity (Molodin, Parzinger, 2006: 49–55). Judging by the data on the chronological sequence of deposited artifacts, migration took place roughly synchronously, hence Chicha-1 became a real cultural and economic center.

    (…) In sum, the noted distribution of ceramics over the culture-bearing horizons suggests that beginning with layer 5, traditions of ceramic manufacture described above were practiced, hence the relevant population inhabited the site. Apparently, there were two predominant traditions: the local Late Irmen cultural tradition and the Berlik tradition, which was brought by the immigrants. The Late Irmen people mostly populated the citadel, while the Berlik immigrants inhabited the areas to the east and the north of the citadel.

    The stratigraphic data also suggest that the Early Sargat ceramics emerged at the site likely as a part of the Late Irmen tradition (…) Early Sargat ceramics is apparently linked with the Late Irmen tradition. Artifacts associated with the Sargat culture proper have been found in several areas of Chicha-1 (e.g., in excavation area 16). However, the Sargat people appeared at the site after it had been abandoned by its previous inhabitants, and had eventually become completely desolated. This happened no earlier than the 6th cent. BC, possibly in the 5th cent. BC (in fact, the radiocarbon dates for that horizon are close to the turn of the Christian era).

    Related

    BMAC: long term interaction between agricultural communities and steppe pastoralists in Central Asia

    indo-european-indo-iranian-migrations

    Interesting new paper Mixing metaphors: sedentary-mobile interactions and local-global connections in prehistoric Turkmenistan, by Rouse & Cerasetti, Antiquity (2018) 92:674-689.

    Relevant excerpts (emphasis mine):

    The Murghab alluvial fan in southern Turkmenistan witnessed some of the earliest encounters between sedentary farmers and mobile pastoralists from different cultural spheres. During the late third and early second millennia BC, the Murghab was home to the Oxus civilisation and formed a central node in regional exchange networks (Possehl 2005; Kohl 2007). The Oxus civilisation (or the Bactria-Margiana Archaeological Complex) relied on intensive agriculture to support a hierarchical society and specialised craft production of metal and precious stone objects for prestige display and long-distance exchange (Sarianidi 1981; Hiebert 1994). By c. 1800 BC (the local Late Bronze Age), the internal coherence of the Oxus civilisation began to break down, along with the inter-regional exchange networks; the settlement structure of the Murghab shifted from a tiered system of urban centres, villages and hamlets, to a more dispersed pattern of smaller-scale agricultural settlements (Salvatori 2008). Contemporaneous evidence for small campsites (with a distinct ceramic tradition) suggests an influx of mobile pastoralists from the Central Eurasian Steppe and foothills (Cerasetti 1998; Masson 2002; Cattani et al. 2008). This striking combination of the sites and material cultures of both late Oxus farmers and ‘steppe’ pastoralists spans more than 500 years of Murghab prehistory (Salvatori 2008; Rouse & Cerasetti 2017).

    The mixed farmer-pastoralist archaeological record of the Murghab has influenced competing interpretations of Later Bronze Age socio-political and economic relationships. Some scholars argue that the ‘collapse’ of the Oxus civilisation was at least partly due to the hostile incursions of nomads (Marushchenko 1956; Kuz’mina&Lyapin 1984; Vinogradova & Kuz’mina 1996). Others suggest that pastoralists took advantage of the Murghab’s crumbling power structure by moving into the area, but occupying only marginal, agriculturally unsuitable zones (P’yankova 1993), or merging with the late Oxus farming populations (Masson 2002). These models broadly follow ‘trade or raid’ paradigms of farmer-pastoralist interaction, whereby the perceived shortages of pastoralist communities force them to rely on agriculturalists for subsistence, material and cultural inputs (Kroeber 1947; Ferdinand 2003; Potts 2014). Such models may explain certain cases of Near Eastern pastoral economic specialisation, or historical contact scenarios between Eurasian steppe and agricultural communities on China’s northern frontier (Lattimore 1979; Barfield 2001; Alizadeh 2009; Khazanov 2009). Near Eastern and Eurasian interaction paradigms, however, fit increasingly poorly with the archaeological evidence for early farmer-pastoralist encounters in southern Central Asia.

    We present data from four Murghab pastoralist campsites dating to the third to second millennia BC, restricting our discussion to the materials and practices employed by Oxus-period pastoralists to navigate shifting social, political and economic networks. Our aim is to highlight how variable strategies broadly identified under the rubric of ‘agropastoralism’ can be teased apart to recognise mechanisms of social boundary-making. Individually, these four sites present chronologically and locally distinct snapshots of farmer-pastoralist interactions across different realms of exchange (e.g. subsistence, technology and ideology); they provide examples of how pastoralists and farmers mutually participated in each other’s material and social norms. Together, these sites reveal how varied farmer-pastoralist engagement with technology and material culture did not lead inevitably to the assimilation of the two groups; rather, they worked consciously within existing systems of cultural practice to maintain distinct ‘farmer’ and ‘pastoralist’ identities, potentially over a 900-year period.

    oxus-bmac-pastoralism
    Region of Central Asia as discussed in this article. Areas traditionally identified with farming-dependent Oxus communities and non-Oxus mobile pastoralists are shown, acknowledging that in both areas mixed agropastoral practices have occurred in the past and present.

    Conclusions

    (…)First, the results indicate a cultural model of ‘being’ a pastoralist that was maintained actively over hundreds of years, in part by its material difference from that of local farmers. Second, the variability of materials, technologies and practices shared at these campsites suggests that no hegemonic power controlled trade relationships or regulated economic dependency between Oxus farmers and non-Oxus mobile pastoralists in the Murghab. Indeed, current data indicate that pastoralist occupation in the Murghab intensified during the waning of Oxus political centralisation, suggesting that the loosening of state-level structures provided the opportunity for intercultural interactions, rather than interactions being promoted or facilitated from the top. Finally, in the removal of broad-brush narratives that polarise ‘the steppe’ and ‘the sown’, and the integration of evidence suggesting that mobile pastoralists influenced the crop systems of farmers in southern Central Asia (Spengler et al. 2014b), these four sites allow us to recognise the means by which farmers and pastoralists re-shaped cultural institutions while reinforcing the meaningfulness of the associated social categories. Current work in the Murghab complements detailed studies of pastoralists in other Eurasian contexts (e.g. Frachetti 2008; Rogers 2012; Honeychurch 2015) in beginning to unravel simplistic notions of broad cross-cultural exchanges in Eurasian prehistory and the political entities traditionally seen as directing them.

    The whole article is very interesting, and the four sites studied and their relevance for the said interactions are described in detail, and in chronological order. If you have the opportunity, read it.

    I found it interesting that the article mentions the traditional scholarly opposition of agriculturalists vs. pastoralists (‘civilised/barbarian’, ‘state/tribe’ and ‘centre/periphery’) as an idea of Eurasian origin, and having deep ‘Western’ roots. Reading what many OIT (or anti-AIT, as they like to call themselves) supporters write, it seems to me as though they have entirely accepted and in fact are eager to promote this ‘Western’ narrative from the mid-20th century…

    Steppe MLBA

    This is what Narasimhan et al. (2018) had to say about the BMAC – Steppe pastoralists interaction:

    We document a southward spread of genetic ancestry from the Eurasian Steppe, correlating with the archaeologically known expansion of pastoralist sites from the Steppe to Turan in the Middle Bronze Age (2300-1500 BCE). These Steppe communities mixed genetically with peoples of the Bactria Margiana Archaeological Complex (BMAC) whom they encountered in Turan (primarily descendants of earlier agriculturalists of Iran), but there is no evidence that the main BMAC population contributed genetically to later South Asians. Instead, Steppe communities integrated farther south throughout the 2nd millennium BCE, and we show that they mixed with a more southern population that we document at multiple sites as outlier individuals exhibiting a distinctive mixture of ancestry related to Iranian agriculturalists and South Asian hunter-gathers.

    yamna-steppe-emba-mlba-cloud
    Narasimhan et al. (2018): “Modeling results.(A) Admixture events originating from 7 “Distal” populations leading 538 to the formation of the modern Indian cloud shown geographically. Clines or 2-way mixtures of 539 ancestry are shown in rectangles, and clouds (3-way mixtures) are shown in ellipses.

    (…) The absence in the BMAC cluster of the Steppe_EMBA ancestry that is ubiquitous in South Asia today—along with qpAdm analyses that rule out BMAC as a substantial source of ancestry in South Asia (Fig. 3A)—suggests that while the BMAC was affected by the same demographic forces that later impacted South Asia (the southward movement of Middle to Late Bronze Age Steppe pastoralists described in the next section), it was also bypassed by members of these groups who hardly mixed with BMAC people and instead mixed with peoples further south. In fact, the data suggest that instead of the main BMAC population having a demographic impact on South Asia, there was a larger effect of gene flow in the reverse direction, as the main BMAC genetic cluster is slightly different from the preceding Turan populations in harboring ~5% of their ancestry from the AASI.

    (…)between 2100-1700 BCE, we observe BMAC outliers from three sites with Steppe_EMBA ancestry in the admixed form typically carried by the later Middle to Late Bronze Age Steppe groups (Steppe_MLBA). This documents a southward movement of Steppe ancestry through this region that only began to have a major impact around the turn of the 2nd millennium BCE.

    Related